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Contact Candidate


Name:

mitch

Location:

US-New York-New York City

Experience:

10+ yrs

Willing to Relocate:

No

Willing to Travel:

No

Most Recent Job Title:

opertions manager

Personal Website:

Objective:

To use my 25 years of operational experience for a dedicated and growing company.

Resume Text:

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s of Convertible Hedge Funds August 1997 to Present
• Manage, train and develop operations personnel.
• Daily reconciliation of positions across multiple product types including convertible bonds, equities, options, futures, credit default swaps.
• Interact with Prime Brokers, traders, back office personnel and managed accounts ops specialists.
• Interface daily with funds administrator.
• Responsibilities include trade processing, settlements, position and cash management, corporate actions and trade reconciliations.
• Interface with systems to streamline back office.
• Assisted in production of various internal reports.
• Implement operational procedures.
• Assisted with year end audit process.
• Assisted with all inquiries and requests of managed accounts needs.

Schroeder Wertheim & Co. Inc. New York, NY
Trade Support / Help Desk 1995 to 1997
• Provide direct support to clearing firms (small brokerage houses) who utilize Schroeder\\\'s internal trade system (T-cam) to route stock and option orders.
• Interface with NYSE, ASE, PBO, PCO, CBO and Schroeder\\\'s OTC desk to, execute and or cancel orders, research and resolve trade discrepancies and obtain order status.

Goldman Sachs & Co. New York, NY
Manager Prime Brokerage 1983 to 1995
• Managed day to day activities of operations and trade support.
• Met with existing and potential high net worth corporate, partnership and individual clients to determine customer needs and ensure customer satisfaction.
• Interacted with other operations areas, Trading and Sales Departments to resolve and reconcile trade discrepancies.
• Assisted senior management in implementing and interpreting operational procedures and firm policies.
• Participating in monitoring, analyzing and preparing department-wide operating budgets.
• Streamlined daily operations by developing, modifying and simplifying manual operating systems and procedures.
• Developed departmental procedures manuals.
• Liaised between operations division, investment advisors, traders, sales representatives and clients.

Education:
Brooklyn College New York, NY
Bachelor of Arts in Economics 1983

References: Available upon request



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