Principal Resumes in US-New York-New York City: Robert

Principal Resume

Contact Candidate

Name:

Robert

Location:

US-New York-New York City

Experience:

5-10 yrs

Most Recent Job Title:

Principal

Objective:

Dedicated financial professional with significant experience and education in the financial industry. Eager to take on challenging opportunities and meaningful career growth. Influential, assertive individual with many notable values for success such as a high degree of personal responsibility, the ability to make careful decisions and a highly competitive attitude.

Resume Text:

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ROBERT J. BACKIEL

65-38 52nd Avenue Maspeth, NY 11378 (917) 559-3340 RBACKIEL@YAHOO.COM

Dedicated financial professional with significant experience and education in the financial industry. Eager to take on challenging opportunities and meaningful career growth. Influential, assertive individual with many notable values for success such as a high degree of personal responsibility, the ability to make careful decisions and a highly competitive attitude.

HIGHLIGHTS OF QUALIFICATIONS

Financial needs analysis, Client servicing,

Industry knowledge, Account development,

Research, New product introduction,

Compliance, Building key strategic relationships

PROFESSIONAL EXPERIENCE

Commerce One Financial Westbury, NY

Principal 2003 – 2008

• Supervise and manage branch activities

• Initiate and develop financial relationships with high net worth individuals throughout the country

• Responsible for coverage of retail client trading activities including; account holdings, executions, ratings changes regarding positions, options expirations and research background

• Present clients with investment ideas in both domestic and international equities; execute both solicited and unsolicited trades in accounts

• Make margin and maintenance calls, write and execute order tickets

• Prospect for new clients

• Train, manage and supervise a team of registered representatives

• Ensured all brokers complied with FINRA and SEC policies

EDUCATION

State University of New York at Albany Albany, New York 2003

Bachelor of Arts in Economics with a Business Administration Minor

PROFESSIONAL LICENSES

Series 24: General Securities Principal

Series 7: General Securities Representative

Series 63: Uniform Securities Agent State Law Exam

ACCOMPLISHMENTS

• Ten broker of the month awards

• Led firm in new accounts for 2006

References Available Upon Request

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